NTAA Corporate
ABN 59 108 256 962
Level 3, 29-33 Palmerston Crescent
South Melbourne, VIC 3205
Phone: 1800 799 666

SMSF Compliance Kits

1. Trustee Compliance Kit – Memo & Examples - $150

This kit helps trustees ensure that their SMSFs comply with relevant laws with a strong emphasis on proper minute keeping. Includes a detailed memo discussing how and when to make minutes as well templates of 20 of the most popular trustee minutes.

Minute examples and comments provided cover:

  • Admission of New Member
  • Retirement of Member
  • Gainful Employment and Acceptance of Contributions
  • Admission of Employer-Sponsor
  • Acceptance of Non-Concessional Contribution
  • Acceptance of Eligible Spouse Contribution
  • Allocation of Contributions to Members
  • Acceptance of Section 290-170 Notice
  • Acceptance of Roll-Over From Another Fund
  • Roll-Over to Another Fund
  • Payment of Benefits
  • Review and Lodgement of Documents
  • Annual Review and Compliance Requirements
  • Acquisition of Asset
  • Disposal of Asset
  • Annual Review of a Particular Asset, eg, Artwork
  • Appointment of Advisers
  • Appointment of Auditor
  • Adoption of Annual Compliance Checklist
  • Lump Sum Where the Trustees Are Individuals

2. Pension Roll-Back kit - $330

For those who wish to effectively add to the capital supporting a pension or merely end a pension. Contains all the template documentation and instructions necessary to terminate a pension and roll the resulting lump sum back into the fund. Includes letter to the trustee, detailed trustee resolutions and letter to the member.

This roll-back kit can be used to roll-back the following types of pension:

  • account-based pension (ABP);
  • allocated pension (AP);
  • market linked pension (MLP or TAP); and
  • transition to retirement income stream (TRIS).

A roll-back is an internal roll-over of a lump sum. Before the pension can be rolled-back into the Fund, the pro-rata minimum amount of the pension is required to be paid in accordance with the Superannuation Industry(Supervision) Regulations 1994 (Cth) (‘SISR’).

3. Account Based Pension kit - $440

Contains all the template documentation and instructions necessary to commence an Account Based Pension. Included in each kit is a PDS, detailed trustee resolutions, member application, member summary, instructions regarding appropriate ATO forms, commentary on segregation and more.

4. Transition to Retirement Income Stream kit (TRIS) - $440

Contains all the template documentation and instructions necessary to commence a Transition to Retirement Income Stream. Included in each kit is a PDS, detailed trustee resolutions, member application, member summary, instructions regarding appropriate ATO forms, commentary on segregation and more.

5. Lump Sum Benefit kit - $330

A comprehensive Kit to facilitate the payment of a lump sum. This includes a checklist and instructions, a letter of request to pay a lump sum, resolutions and a PAYG summary.

6. Conversion kit - Allocated Pension (AP) to Account Based Pension (ABP) - $440

Contains all the template documentation and instructions necessary to convert from an Allocated Pension (AP) to an Account Based Pension (ABP), including a PDS, trustee resolutions, member application, member summary, and more.

The only type of pension that can convert to an ABP is an allocated pension (‘AP’) (with some exceptions). Further, some APs may have special restrictions placed on them and thus may not be able to be converted.

7. Conversion kit - Transition to Retirement Allocated Pension (TRAP) to Transition to Retirement Income Stream - $440

Contains all the template documentation and instructions necessary to convert from a Transition to Retirement Allocated Pension (also known as a Non-Commutable Allocated Pension) (TRAP) to a Transition to Retirement Income Stream (TRIS), including a PDS, trustee resolutions, member application, member summary, and more.

The only type of pension that can convert to a TRIS is a TRAP (with some exceptions). Further, some TRAPs may have special restrictions placed on them and thus may not be able be converted.

8. SMSF to SMSF Roll-Over Kit - $330

Contains all the template documentation and instructions necessary to roll-over a lump sum from one SMSF to another. Includes letters from member to trustees, detailed trustee resolutions, letters from trustees to member and detailed guidance on appropriate ATO forms.

9. FY 2010 SMSF Kit - $150

This kit provides an action list (with detailed commentary for each item) running you through all relevant SMSF issues to consider in the lead up to 30 June 2010. The action list includes contributions, pensions, crystallisation, overseas issues, death benefit nominations, issues related to the SMSF’s investments, annual administration requirements and more.

10. Investment Strategy Kit - $440

The Kit provides important background information regarding how to draft a proper investment strategy and what the strategy should contain.


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